Journal of Energy Chemistry ›› 2023, Vol. 80 ›› Issue (5): 768-784.DOI: 10.1016/j.jechem.2023.02.019

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Robust state of charge estimation of lithium-ion battery via mixture kernel mean p-power error loss LSTM with heap-based-optimizer

Wentao Maa,*, Yiming Leia, Xiaofei Wangb, Badong Chenc   

  1. aSchool of Electrical Engineering, Xi'an University of Technology, Xi'an 710048, Shaanxi, China;
    bSchool of Microelectronics, Xi'an Jiaotong University, Xi'an 710049, Shaanxi, China;
    cInstitute of Artificial Intelligence and Robotics (IAIR), Xi'an Jiaotong University, Xi'an 710049, Shaanxi, China
  • Received:2022-11-09 Revised:2023-02-01 Accepted:2023-02-02 Online:2023-05-15 Published:2023-05-29
  • Contact: * E-mail address: mawt@xaut.edu.cn (W. Ma).

Abstract: The state of charge (SOC) estimation of lithium-ion battery is an important function in the battery manage-ment system (BMS) of electric vehicles. The long short term memory (LSTM) model can be employed for SOC estimation, which is capable of estimating the future changing states of a nonlinear system. Since the BMS usually works under complicated operating conditions, i.e the real measurement data used for model train-ing may be corrupted by non-Gaussian noise, and thus the performance of the original LSTM with the mean square error (MSE) loss may deteriorate. Therefore, a novel LSTM with mixture kernel mean p-power error (MKMPE) loss, called MKMPE-LSTM, is developed by using the MKMPE loss to replace the MSE as the learn-ing criterion in LSTM framework, which can achieve robust SOC estimation under the measurement data contaminated with non-Gaussian noises (or outliers) because of the MKMPE containing the p-order moments of the error distribution. In addition, a meta-heuristic algorithm, called heap-based-optimizer (HBO), is employed to optimize the hyper-parameters (mainly including learning rate, number of hidden layer neuron and value of p in MKMPE) of the proposed MKMPE-LSTM model to further improve its flexi-bility and generalization performance, and a novel hybrid model (HBO-MKMPE-LSTM) is established for SOC estimation under non-Gaussian noise cases. Finally, several tests are performed under various cases through a benchmark to evaluate the performance of the proposed HBO-MKMPE-LSTM model, and the results demonstrate that the proposed hybrid method can provide a good robustness and accuracy under different non-Gaussian measurement noises, and the SOC estimation results in terms of mean square error (MSE), root MSE(RMSE), mean absolute relative error (MARE), and determination coefficient R2 are less than 0.05%, 3%, 3%,and above 99.8% at 25℃, respectively.

Key words: SOC estimation, Long short term memory model, Mixture kernel mean p-power error, Heap-based-optimizer, Lithium-ion battery, Non-Gaussian noisy measurement data